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76.有關辨識實質受益人之敘述,下列何者錯誤?(A)當客戶為法人、團體時,應辨識具控制權之最終自然人身分(B)銀行得請客戶提供股東名冊或其他文件協助完成辨識(C)具控制權之最終自然人係指高階管理人員(
問題詳情
76.有關辨識實質受益人之敘述,下列何者錯誤?
(A)當客戶為法人、團體時,應辨識具控制權之最終自然人身分
(B)銀行得請客戶提供股東名冊或其他文件協助完成辨識
(C)具控制權之最終自然人係指高階管理人員
(D)對具控制權自然人是否為實質受益人有所懷疑時,應辨識有無透過其他方式對客戶行使控制權之自然人
參考答案
答案:C
難度:
適中
0.5
書單:
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用户評論
【用戶】
Ju Bei
【年級】高三下
【評論內容】C實質受益人
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77.依金融機構防制洗錢辦法規定,金融機構若符合下列何種情形,得先取得辨識客戶及實質受益人身分之資料,並於建立業務關係後,再完成驗證? A.洗錢及資恐風險受到有效管理 B.為避免對客戶業務之正常運作造
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79.依銀行業及其他經金融監督管理委員會指定之金融機構防制洗錢及打擊資恐內部控制與稽核制度實施辦法規定,銀行業應由誰督導各單位審慎評估及檢討防制洗錢及打擊資恐內部控制制度執行情形?(A)董事長 (B)
80.有關銀行業之洗錢及資恐風險評估,下列敘述何者錯誤?(A)應建立定期之全面性洗錢及資恐風險評估作業並製作風險評估報告(B)銀行進行全面性洗錢及資恐風險評估作業時,建議輔以其他外部來源取得之資訊(C
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