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600 持有證券投資信託事業已發行股份總數多少比例以上之股東,於證券投資信託事業運用證券投資信託基金買賣該發行公司所發行之證券時,不得參與買賣之決定?(A)1%(B)3%(C)5%(D)10%。
問題詳情
600 持有證券投資信託事業已發行股份總數多少比例以上之股東,於證券投資信託事業運用證券投資信託基金買賣該發行公司所發行之證券時,不得參與買賣之決定?
(A)1%
(B)3%
(C)5%
(D)10%。
參考答案
上一篇 :
599 下列何者不屬於證券投資信託事業之經理人資格?(A)符合證券投資 顧問事業負責人與業務人員管理規則所定證券投資分析人員資格者 (B)經證券商同業公會委託機構舉辦之證券商高級業務員測驗合格, 或已
下一篇 :
15. 若有一電晶體電路操作在工作區,當=1mA時,=100mA,則該電晶體的 α 值約為何? (A) 0.49 (B) 0.99 (C) 49 (D) 99
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