問題詳情

62 Securities law intervenes in corporate governance in several ways. From the example of Taiwan’s securitieslaw, which of the following does not reflect this intervention?
(A) Companies cannot solicit and receive proxy from shareholders freely.
(B) Companies need to make a public financial disclosure every season or year.
(C) A certain number of independent directors are required for newly listed companies.
(D) When issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.

參考答案

答案：D
難度：計算中-1
書單：沒有書單，新增

用户評論

【用戶】Chih-sheng

【年級】高三下

【評論內容】From the example of Taiwan's securities law, the option that does not reflect intervention in corporate governance is:(D) When issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.In Taiwan, securities laws regulate various aspects of corporate governance to protect investors and ensure transparency in the securities market. Let's examine the other options to see how they reflect intervention:(A) Companies cannot solicit and receive proxy from shareholders freely: This reflects intervention in corporate governance as it imposes restrictions on how companies can engage with shareholders and collect proxies. These restrictions are designed to ensure fairness and prevent abuse of proxy voting.(B) Companies need to make a public financial disclosure every season or year: This reflects intervention in corporate governance as it mandates regular financial reporting by companies. This requirement aims to provide investors with accurate and timely information for making informed investment decisions.(C) A certain number of independent directors are required for newly listed companies: This reflects intervention in corporate governance as it imposes a requirement for newly listed companies to have independent directors on their board. Independent directors bring objectivity and a balance of interests to corporate decision-making, enhancing corporate governance.In contrast, option (D) does not reflect intervention in corporate governance. It describes requirements for underwriters participating in stock issuances, rather than directly addressing corporate governance practices within companies.Therefore, the correct answer is (D) When issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.

【用戶】HYC

【年級】小一上

【評論內容】D（跟公司治理無關）securities law｜證券交易法intervene｜參加訴訟、干預、介入corporate governance｜公司治理reflect｜反應solicit｜要求、懇求、請求receive｜收到、接收、收取proxy｜代理人、授權、委託書proxy from shareholder｜委託書public financial disclosure｜公開財務揭露disclosure｜批漏、告知duty of disclosure｜告知義務certain number of independent director｜一定數量的獨立董事listed companies｜上市公司issue new stock｜發行新股meet strict qualification｜符合嚴格條件participate underwriter｜參與承銷商bypassed｜繞過